Thomas J. Hine, John K. Brubaker
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Customer Reviews:
Total reviews: 2
Average rating: 5.0 of 5
Must have for Financial Planners 5 out of 5 stars.
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John Brubaker is an insightful, thoughtful author. If you are a FP, this is a MUST HAVE!
NASD Arbitration Solution 5 out of 5 stars.
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NASD Arbitration Solution: Five Black Belt Principles to Protect and Grow Your Financial Services Practice. This book was very informative. It was very well written and I would recommend it to any finacial services employee.
Editorial Review:
The right brain guide to NASD compliance for Registered Representatives This book tells the thrilling story of Thomas Hine's 22-month NASD arbitration, and how he applied timeless martial arts principles to build and protect his wealth advisory practice. The authors combine courtroom drama, vivid anecdotes, analogies, humor, and practical "how to" advice to create the definitive one-stop resource for Registered Representatives.